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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GEN FINANCIAL MANAGEMENT INC.

CRD 110179

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dfc4a3b-727d-a85a-7d7a-fe19dddd127d

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Apr 2, 2012 to Feb 20, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $332MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $317M
Private client RAUM: $329MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $83.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,170
Individual clients: 133
High net worth clients: 113
Custody, client assets: $104M
SEC number: 801-57823
CRD: 110179
Filings on the tape: 23
First filed: Apr 2, 2012
Latest filed: Feb 20, 2026
Organised: Corporation, MN
Website: genfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC CRAIG MOLESKI	Certified Financial Planner	PLYMOUTH, MN	12	37	n/a	no
BRYAN LYNN VANCURA	Certified Financial Planner	PLYMOUTH, MN	10	15	n/a	no
Joshua Mark Moklestad	Certified Financial Planner	PLYMOUTH, MN	3	13	n/a	no
NOAH STEVEN SEMMANN	Certified Financial Planner	PLYMOUTH, MN	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LINDBERG, AARON, ANDREW	CHIEF INVESTMENT OFFICER	C	yes	04/2018	Mar 31, 2020	Apr 23, 2024
MOLESKI, ERIC, CRAIG	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	02/1998	Apr 2, 2012	Apr 23, 2024
VANCURA, BRYAN, LYNN	PRINCIPAL/FINANCIAL ADVISOR	A	yes	05/2019	Mar 31, 2020	Apr 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$332M	$317M	3	3	0	n/a	n/a
2024	Apr 4, 2025	$497M	$467M	4	4	0	n/a	n/a
2023	Feb 21, 2024	$431M	$413M	4	4	0	n/a	n/a
2022	Mar 10, 2023	$409M	$379M	4	4	0	n/a	n/a
2021	Mar 24, 2022	$457M	$419M	4	4	0	n/a	n/a
2020	Mar 31, 2021	$397M	$361M	5	4	0	n/a	n/a
2019	Mar 31, 2020	$339M	$328M	4	3	0	n/a	n/a
2018	Mar 22, 2019	$249M	$245M	4	3	0	n/a	n/a
2017	Mar 13, 2018	$168M	$168M	3	2	0	n/a	n/a
2016	Mar 8, 2017	$138M	$137M	3	2	n/a	n/a	n/a
2015	Mar 8, 2016	$124M	$121M	2	2	n/a	n/a	n/a
2014	Mar 16, 2015	$119M	$113M	2	2	n/a	n/a	n/a
2013	Mar 20, 2014	$124M	$113M	3	2	n/a	n/a	n/a
2012	Feb 22, 2013	$111M	$97.0M	3	3	n/a	n/a	n/a
2011	Apr 2, 2012	$102M	$84.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$497M	-33.2%	$409M	-6.7%	3	4	0	0

Relationships

Registered with (7)

← NOAH STEVEN SEMMANNAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Joshua Mark MoklestadAdvisorregistration: current employment
Mar 7, 2023 to presentfactForm ADV
← BRYAN LYNN VANCURAAdvisorregistration: current employment
Mar 4, 2016 to presentfactForm ADV
← ERIC CRAIG MOLESKIAdvisorregistration: current employment
Nov 26, 2013 to presentfactForm ADV
← AARON ANDREW LINDBERGAdvisorregistration: previous registration
Sep 25, 2018 to Jul 1, 2025factForm ADV
← KEVIN JAMES O`LAUGHLINAdvisorregistration: previous registration
Mar 10, 2016 to Feb 15, 2018factForm ADV
← MITCHELL JACOB THOMPSONAdvisorregistration: previous registration
Nov 26, 2013 to Aug 21, 2014factForm ADV

Controls (3)

← MOLESKI, ERIC, CRAIGOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 2, 2012 to Apr 23, 2024factForm ADV
← LINDBERG, AARON, ANDREWOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 31, 2020 to Apr 23, 2024factForm ADV
← VANCURA, BRYAN, LYNNOwnerPRINCIPAL/FINANCIAL ADVISOR, ownership code A, individual
Mar 31, 2020 to Apr 23, 2024factForm ADV

Dated events

Occurred
Feb 20, 2026
Regulatory AUM changed
Gen Financial Management Inc. reported RAUM $331.8M, down 33% from $496.5M (2025-09-23 to 2026-02-20)
Form ADVobserved 6 days ago
$-165M
Occurred
Jul 1, 2025
Advisor changed firm
Aaron Andrew Lindberg left Gen Financial Management Inc. for Kingdom Legacy Advisors (registered 2025-03-26)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Control person joined
Andrew Aaron Lindberg (Chief Investment Officer) appeared on Schedule A of Gen Financial Management Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Control person joined
Lynn Bryan Vancura (Principal/Financial Advisor) appeared on Schedule A of Gen Financial Management Inc.
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dfc4a3b-727d-a85a-7d7a-fe19dddd127d
First observed: Apr 2, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GEN FINANCIAL MANAGEMENT INC.

CRD 110179

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dfc4a3b-727d-a85a-7d7a-fe19dddd127d

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC CRAIG MOLESKI

Certified Financial Planner

PLYMOUTH, MN

n/a

BRYAN LYNN VANCURA

Certified Financial Planner

PLYMOUTH, MN

n/a

Joshua Mark Moklestad

Certified Financial Planner

PLYMOUTH, MN

n/a

NOAH STEVEN SEMMANN

Certified Financial Planner

PLYMOUTH, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LINDBERG, AARON, ANDREW

CHIEF INVESTMENT OFFICER

yes

04/2018

Mar 31, 2020

Apr 23, 2024

MOLESKI, ERIC, CRAIG

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

02/1998

Apr 2, 2012

Apr 23, 2024

VANCURA, BRYAN, LYNN

PRINCIPAL/FINANCIAL ADVISOR

yes

05/2019

Mar 31, 2020

Apr 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$332M

$317M

n/a

2024

Apr 4, 2025

$497M

$467M

n/a

2023

Feb 21, 2024

$431M

$413M

n/a

2022

Mar 10, 2023

$409M

$379M

n/a

2021

Mar 24, 2022

$457M

$419M

n/a

2020

Mar 31, 2021

$397M

$361M

n/a

2019

Mar 31, 2020

$339M

$328M

n/a

2018

Mar 22, 2019

$249M

$245M

n/a

2017

Mar 13, 2018

$168M

n/a

2016

Mar 8, 2017

$138M

$137M

n/a

2015

Mar 8, 2016

$124M

$121M

n/a

2014

Mar 16, 2015

$119M

$113M

n/a

2013

Mar 20, 2014

$124M

$113M

n/a

2012

Feb 22, 2013

$111M

$97.0M

n/a

2011

Apr 2, 2012

$102M

$84.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$332M

$497M

-33.2%

$409M

-6.7%