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RIA / WealthAdvisor36 years in industry

ROGER CRAIG BOWDEN

Advisor at SUMMIT VIEW CAPITAL ADVISORS

HIGHLANDS RANCH, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Roger Craig Bowden

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT VIEW CAPITAL ADVISORS
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 21, 1990
First registration: Jan 1, 1999
Dual registered: no
Other names: ROGER BOWDEN
IAPD individual key: 2096554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT VIEW CAPITAL ADVISORS	Former SEC adviser	Feb 24, 2022	n/a	yes	HIGHLANDS RANCH, CO	Current employment
MOUNT YALE PORTFOLIO ADVISORS, LLC	n/a	Oct 24, 2003	Mar 31, 2011	no	DENVER, CO	Previous registration
MOUNT YALE ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 8, 1999	Apr 8, 2015	no	DENVER, CO	Previous registration
INVESTMENT CONSULTING GROUP LLC	n/a	Jan 1, 1999	Oct 27, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOUNT YALE ASSET MANAGEMENT, LLC	MOUNT YALE PORTFOLIO ADVISORS, LLC	Apr 8, 2015	Oct 24, 2003	-4,184	Firm change after gap	Other
MOUNT YALE PORTFOLIO ADVISORS, LLC	SUMMIT VIEW CAPITAL ADVISORS	Mar 31, 2011	Feb 24, 2022	3,983	Firm change after gap	Other
INVESTMENT CONSULTING GROUP LLC	MOUNT YALE ASSET MANAGEMENT, LLC	Oct 27, 2003	Oct 8, 1999	-1,480	Firm change after gap	Other

Relationships

Registered with (4)

→ SUMMIT VIEW CAPITAL ADVISORSRegistered adviserregistration: current employment
Feb 24, 2022 to presentfactForm ADV
→ MOUNT YALE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 8, 1999 to Apr 8, 2015factForm ADV
→ MOUNT YALE PORTFOLIO ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 24, 2003 to Mar 31, 2011factForm ADV
→ INVESTMENT CONSULTING GROUP LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Oct 27, 2003factForm ADV

Dated events

No dated event names this entity yet.