DFX Intelligence

K•••• M•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

K•••• M•••••• K•••••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

GLENVIEW, IL | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:5e084679-c1c9-80be-a013-61a0f9efddcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Nov 3, 2014	n/a	yes	NEWPORT BEACH, CA\|GLENVIEW, IL	Current employment
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Mar 20, 2006	Oct 7, 2014	no	CHICAGO, IL\|HIGHLAND PARK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• I••••••••• M••••••••• I•••	C••••••• P••••••• I••••••••• A•••••••• L••	Oct 7, 2014	Nov 3, 2014	27	Firm change	Other
M•••••• F••••••••• I•••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Dec 31, 2009	Mar 20, 2006

Relationships

Registered with (3)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 3, 2014 to presentfactForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 20, 2006 to Oct 7, 2014factForm ADV
→ M•••••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2001 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e084679-c1c9-80be-a013-61a0f9efddcf
First observed: Sep 19, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.