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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

MICHAEL JAMES WREN

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Spokane Valley, WA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 29, 1993
First registration: Jun 12, 2000
Dual registered: yes, broker-dealer
Other names: MIKE WREN
IAPD individual key: 2037288

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 21, 2025	n/a	yes	AUSTIN, TX\|Spokane Valley, WA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 31, 2020	Nov 21, 2025	no	SPOKANE VALLEY, WA\|SPOKANE VALLEY, WA\|OLYMPIA, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 2, 2007	Jul 31, 2020	no	SEATTLE, WA\|SPOKANE Valley, WA	Previous registration
NORTHWEST INVESTMENT ADVISORS, INC	State registered	Mar 25, 2003	Mar 1, 2007	no	SPOKANE, WA\|SPOKANE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 12, 2000	Oct 5, 2002	no	SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	KESTRA ADVISORY SERVICES, LLC	Nov 21, 2025	Nov 21, 2025	0	Firm change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	LPL FINANCIAL LLC	Jul 31, 2020	Jul 31, 2020	0	Firm change	Ibd to ibd
NORTHWEST INVESTMENT ADVISORS, INC	KMS FINANCIAL SERVICES, INC	Mar 1, 2007	Mar 2, 2007	1	Firm change	Other
LPL FINANCIAL LLC	NORTHWEST INVESTMENT ADVISORS, INC	Oct 5, 2002	Mar 25, 2003	171	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:6413:WA:2020-07-27	Jul 31, 2020	Jul 31, 2020	SPOKANE VALLEY, WA	Firm change

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 31, 2020 to Nov 21, 2025factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 2, 2007 to Jul 31, 2020factForm ADV
→ NORTHWEST INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Mar 25, 2003 to Mar 1, 2007factForm ADV

Dated events

Occurred
Nov 21, 2025
Advisor changed firm
Michael James Wren left Lpl Financial Llc for Kestra Advisory Services, Llc (registered 2025-11-21)
Form ADVobserved 4 days ago