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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BAYVIEW INVESTMENT COUNSEL, INC

CRD 116015

GRASONVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e0abd9d-7e47-1317-b0f4-4b70c123c0cd

Data as of Aug 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Aug 22, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.5MItem 5.F on the latest filing (2012-08-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $37.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 302
Custody, client assets: $39.7M
SEC number: 801-69396
CRD: 116015
Filings on the tape: 7
First filed: Mar 20, 2012
Latest filed: Aug 22, 2012
Organised: Corporation, Maryland

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERNEST ORLANDO BRITTINGHAM	n/a	STEVENSVILLE, MD	35	51	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRITTINGHAM, ERNEST, ORLANDO	PRESIDENT,CEO,CHIEF COMPLIANCE OFFICER	D	yes	07/1992	Mar 20, 2012	Aug 22, 2012
HUMPHRIES, WAYNE, THOMAS	VICE-PRESIDENT	D	yes	01/1992	Mar 20, 2012	Aug 22, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.	n/a	n/a	n/a	N	no	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Controls (2)

← HUMPHRIES, WAYNE, THOMASOwnerVICE-PRESIDENT, ownership code D, individual
Mar 20, 2012 to presentfactForm ADV
← BRITTINGHAM, ERNEST, ORLANDOOwnerPRESIDENT,CEO,CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 20, 2012 to presentfactForm ADV

Registered with (2)

← ERNEST ORLANDO BRITTINGHAMAdvisorregistration: current employment
Jul 1, 1991 to presentfactForm ADV
← MARK THOMAS HUMPHRIESAdvisorregistration: previous registration
Feb 11, 2013 to Sep 8, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e0abd9d-7e47-1317-b0f4-4b70c123c0cd
First observed: Mar 20, 2012
Last observed: Aug 22, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAYVIEW INVESTMENT COUNSEL, INC

CRD 116015

GRASONVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e0abd9d-7e47-1317-b0f4-4b70c123c0cd

Data as of Aug 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERNEST ORLANDO BRITTINGHAM

n/a

STEVENSVILLE, MD

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRITTINGHAM, ERNEST, ORLANDO

PRESIDENT,CEO,CHIEF COMPLIANCE OFFICER

yes

07/1992

Mar 20, 2012

Aug 22, 2012

HUMPHRIES, WAYNE, THOMAS

VICE-PRESIDENT

yes

01/1992

Mar 20, 2012

Aug 22, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

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