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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

Thomas Robert Edwards

Advisor at U.S. BANCORP ADVISORS, LLC

Seattle, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e0f80b4-525b-58b5-fb92-838457d40e69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 4, 1984
First registration: Mar 22, 2002
Dual registered: yes, broker-dealer
Other names: Tom Edwards
IAPD individual key: 1197947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Seattle, WA\|Seattle, WA\|Seattle, WA\|Seattle, WA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 3, 2004	Feb 13, 2026	no	SEATTLE, WA\|Seattle, WA\|Seattle, WA\|Bellevue, WA\|Seattle, WA\|Seattle, WA\|Allyn, WA\|Seattle, WA\|Seattle, WA\|Allyn, WA\|Seattle, WA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 22, 2002	Oct 8, 2003	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Oct 8, 2003	Sep 3, 2004	331	Firm change	Other

Relationships

Registered with (3)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 3, 2004 to Feb 13, 2026factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 22, 2002 to Oct 8, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e0f80b4-525b-58b5-fb92-838457d40e69
First observed: Mar 22, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Thomas Robert Edwards

Advisor at U.S. BANCORP ADVISORS, LLC

Seattle, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e0f80b4-525b-58b5-fb92-838457d40e69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

U.S. BANCORP ADVISORS, LLC

Bd affiliated wealth

Feb 13, 2026

n/a

yes

Seattle, WA|Seattle, WA|Seattle, WA|Seattle, WA

Current employment

U.S. BANCORP INVESTMENTS, INC.

Former SEC adviser

Sep 3, 2004

Feb 13, 2026

Previous registration

BANC OF AMERICA INVESTMENT SERVICES, INC.

n/a

Mar 22, 2002

Oct 8, 2003

SEATTLE, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP ADVISORS, LLC

Feb 13, 2026

Bulk transfer

Ibd to ibd

BANC OF AMERICA INVESTMENT SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

Oct 8, 2003

Sep 3, 2004

331

Firm change

Other