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Advisor at PARK PLACE CAPITAL CORPORATION
HOMEWOOD, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK PLACE CAPITAL CORPORATION | Independent wealth | Jun 26, 2020 | n/a | yes | HOMEWOOD, AL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 8, 2013 | Sep 1, 2017 | no | INVERNESS, AL|BIRMINGHAM, AL|FORT MILL, SC|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| SYNERGY INVESTMENT GROUP, LLC | Former SEC adviser | Dec 21, 2010 | Nov 28, 2011 | no | KANNAPOLIS, NC | Previous registration |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jul 2, 2008 | Dec 3, 2010 | no | BIRMINGHAM, AL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | May 25, 2005 | Jul 24, 2006 | no | CHATTANOOGA, TN|CHATTANOOGA, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 6, 2002 | May 21, 2003 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PARK PLACE CAPITAL CORPORATION | Sep 1, 2017 | Jun 26, 2020 | 1,029 | Firm change after gap | Other |
| SYNERGY INVESTMENT GROUP, LLC | LPL FINANCIAL LLC | Nov 28, 2011 | Jan 8, 2013 | 407 | Firm change after gap | Other |
| LANARK FINANCIAL, INC. | SYNERGY INVESTMENT GROUP, LLC | Dec 3, 2010 | Dec 21, 2010 | 18 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | LANARK FINANCIAL, INC. | Jul 24, 2006 | Jul 2, 2008 | 709 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | May 21, 2003 | May 25, 2005 | 735 | Firm change after gap | Other |