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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

GREGORY MICHAEL SMITH

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hendersonville, TN | Nashville, TN

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Search this name across graphsid dfx:ria:5e190851-f183-153f-6875-a5fbbee28bcd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 3, 2007
First registration: Jul 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5316779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 18, 2022	n/a	yes	Hendersonville, TN\|Nashville, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 11, 2012	Jul 20, 2022	no	VANCOUVER, WA\|VANCOUVER, WA\|OLYMPIA, WA\|VANCOUVER, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 18, 2012	no	PORTLAND, OR\|VANCOUVER, WA\|PORTLAND, OR\|VANCOUVER, WA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 5, 2007	Jan 3, 2011	no	PORTLAND, OR\|VANCOUVER, WA\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 20, 2022	Nov 18, 2022	121	Firm change	RIA to ibd
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	May 18, 2012	May 11, 2012	-7	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 11, 2012 to Jul 20, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 18, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 5, 2007 to Jan 3, 2011factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
Gregory Michael Smith left Lpl Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-11-18)
Form ADVobserved 4 days ago