DFX Intelligence

J••• D•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••• D•••• B••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Waco, TX

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Search this name across graphsid dfx:ria:5e1b4374-0d61-7356-d7fd-3341681c277c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Oct 13, 2025	n/a	yes	SUMMIT, NJ\|Waco, TX	Current employment
F•• W••••• M••••••••• L••	n/a	Jul 25, 2024	Sep 8, 2025	no	WACO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• W••••• M••••••••• L••	S••••••••• W•••••	Sep 8, 2025	Oct 13, 2025	35	Firm change	Other
O••••••••• S••••••••• I•••	F•• W••••• M••••••••• L••	Apr 18, 2024	Jul 25, 2024

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 25, 2024 to Sep 8, 2025factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2021 to Apr 18, 2024factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviser

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e1b4374-0d61-7356-d7fd-3341681c277c
First observed: Oct 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.