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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 3, 2020 | n/a | yes | PARAMUS, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 9, 2010 | Jan 14, 2020 | no | PARAMUS, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 14, 2009 | Oct 11, 2010 | no | PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jan 14, 2020 | Jan 3, 2020 | -11 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Oct 11, 2010 | Nov 9, 2010 | 29 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:NJ:2020-01-14 | Jan 14, 2020 | Jan 3, 2020 | PARAMUS, NJ | Firm change |