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Advisor at WEALTHSPIRE RETIREMENT ADVISORY
ALISO VIEJO, CA | Plymouth, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHSPIRE RETIREMENT ADVISORY | Institutional manager | Jan 1, 2026 | n/a | yes | ALISO VIEJO, CA|Plymouth, MN | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 22, 2016 | Apr 2, 2018 | no | PLYMOUTH, MN | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Nov 7, 2014 | Sep 22, 2016 | no | PLYMOUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | WEALTHSPIRE RETIREMENT ADVISORY | Apr 2, 2018 | Jan 1, 2026 | 2,831 | Firm change after gap | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 22, 2016 | -153 | Bulk transfer | Other |