DFX Intelligence

M••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

M••• M•••••

Advisor at S•••

Cleveland, OH | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:5e4d4c26-5ee1-fbb1-2381-5e60c6138e5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••	Bd affiliated wealth	Jun 20, 2024	n/a	yes	Cleveland, OH\|LOS ANGELES, CA	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Apr 7, 2021	Jun 17, 2024	no	Syracuse, NY\|Strongsville, OH\|Cleveland, OH\|Syracuse, NY\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• B•••• G••••	C•••••• G•••• • C• I••	Jul 1, 2024	Apr 7, 2021	-1,181	Firm change after gap	RIA to ibd
C•••••• G•••• • C• I••	S•••	Jun 17, 2024	Jun 20, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
290670:10641:OH:2024-07-01	Jul 1, 2024	Apr 7, 2021	CLEVELAND, OH	Firm change after gap
10641:108163:NY:2024-06-17	Jun 17, 2024	Jun 20, 2024	SYRACUSE, NY	Firm change
110518:290670:OH:2021-04-13	Apr 13, 2021	Mar 2, 2018	MAYFIELD HEIGHTS, OH	Firm change after gap

Relationships

Registered with (5)

→ S•••Registered adviserregistration: current employment
Jun 20, 2024 to presentfactForm ADV
→ C•••• B•••• G••••Registered adviserregistration: previous registration
Mar 2, 2018 to Jul 1, 2024factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Apr 7, 2021 to Jun 17, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
M••• M••••• left C•••• B•••• G•••• for C•••••• G•••• • C• I•• (registered 2021-04-07)
Form ADVobserved 7 days ago
Occurred
Jun 17, 2024
Advisor changed firm
M••• M••••• left C•••••• G•••• • C• I•• for Seia (registered 2024-06-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e4d4c26-5ee1-fbb1-2381-5e60c6138e5e
First observed: Jan 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.