This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$87.5MItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$84.1M

Private client RAUM

$87.5MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$87.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

356

Individual clients

95

High net worth clients

37

SEC number

801-130235

CRD

306820

Filings on the tape

24

First filed

Dec 9, 2019

Latest filed

Aug 24, 2026

Organised

Limited Liability Company, NY

Website

thewealthplan.com

• Occurred

  Dec 9, 2019
  First Form ADV filing

  The Wealthplan Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5e52ca51-9fa9-49a3-c3a1-a8ded1c995c6

First observed

Dec 9, 2019

Last observed

Aug 24, 2026 26 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.