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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

Christopher King

Advisor at HORNOR, TOWNSEND & KENT, LLC

Conshohocken, PA

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Search this name across graphsid dfx:ria:5e5488aa-132f-df3a-9b09-4c0fa31acce9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORNOR, TOWNSEND & KENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 11, 1991
First registration: Aug 3, 2020
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER NELS KING
IAPD individual key: 2184456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Aug 17, 2026	n/a	yes	Conshohocken, PA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 29, 2026	Aug 12, 2026	no	Amherst, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2024	Feb 6, 2026	no	BUFFALO, NY\|FORT MILL, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	Nov 14, 2023	no	BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY	Previous registration
M&T SECURITIES, INC.	n/a	Aug 3, 2020	Jun 9, 2021	no	BUFFALO, NY\|BALTIMORE, MD\|BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	HORNOR, TOWNSEND & KENT, LLC	Aug 12, 2026	Aug 17, 2026	5	Firm change	Ibd to RIA
LPL FINANCIAL LLC	MML INVESTORS SERVICES, LLC	Feb 6, 2026	May 29, 2026	112	Firm change	Ibd to ibd
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other

Relationships

Registered with (4)

→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 29, 2026 to Aug 12, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 3, 2024 to Feb 6, 2026factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Aug 3, 2020 to Jun 9, 2021factForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
Christopher King left Mml Investors Services, Llc for Hornor, Townsend & Kent, Llc (registered 2026-08-17)
Form ADVobserved 3 days ago
Occurred
Feb 6, 2026
Advisor changed firm
Christopher King left Lpl Financial Llc for Mml Investors Services, Llc (registered 2026-05-29)
Form ADVobserved 3 days ago