DFX Intelligence

M•••••• V•• C••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

M•••••• V•• C••• W••••

Advisor at G•••••••• I••••••••• A•••••••• L••

ROUND ROCK, TX

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Search this name across graphsid dfx:ria:5e5981ce-898c-2ea8-8b7a-b3c7a3bcd740

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Dec 7, 2010	n/a	yes	ROUND ROCK, TX	Current employment
E••••• I••••••••• A•••••••	n/a	Feb 7, 2006	Jan 25, 2011	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• I••••••••• A•••••••	G•••••••• I••••••••• A•••••••• L••	Jan 25, 2011	Dec 7, 2010	-49	Firm change after gap	Other
T••••• O•• I••••••••• A•••••••• I•••	E••••• I••••••••• A•••••••	Mar 31, 2006	Feb 7, 2006

Relationships

Registered with (7)

→ G•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 7, 2010 to presentfactForm ADV
→ E••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2006 to Jan 25, 2011factForm ADV
→ T••••• O•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2005 to Mar 31, 2006factForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e5981ce-898c-2ea8-8b7a-b3c7a3bcd740
First observed: May 7, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.