DFX Intelligence

B••••••• H••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B••••••• H••• S•••••

Advisor at F•••• A•••••• S••••••••• L••

ST. LOUIS, MO | DENVER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A•••••• S••••••••• L••	Independent wealth	Dec 17, 2018	n/a	yes	DENVER, CO\|ST. LOUIS, MO	Current employment
L•• F•••••••• I•••	Former SEC adviser	Feb 10, 2015	Dec 17, 2018	no	DENVER, CO\|SAN JOSE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• I•••	F•••• A•••••• S••••••••• L••	Dec 17, 2018	Dec 17, 2018	0	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111861:143319:CA:2018-12-13	Dec 17, 2018	Dec 17, 2018	SAN JOSE, CA	Firm change

Relationships

Registered with (2)

→ F•••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Dec 17, 2018 to presentfactForm ADV
→ L•• F•••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2015 to Dec 17, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 10, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.