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Advisor at LPL FINANCIAL LLC
WILLIAMSVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | WILLIAMSVILLE, NY|WILLIAMSVILLE, NY | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 10, 2021 | Jul 10, 2025 | no | WILLIAMSVILLE, NY|WILLIAMSVILLE, NY|WILLIAMSVILLE, NY | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Apr 18, 2013 | Aug 7, 2014 | no | WILLIAMSVILLE, NY|AKRON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| NATIONWIDE SECURITIES, LLC | NEXT FINANCIAL GROUP, INC. | Aug 7, 2014 | Feb 10, 2021 | 2,379 | Firm change after gap | Other |