This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

IMPERITY WEALTH ALLIANCE LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S66

First exam

Feb 14, 2006

First registration

Jun 30, 2021

Dual registered

yes, broker-dealer

Other names

JOE WILLIAM PRINCIPE|JOSEPH W PRINCIPE

IAPD individual key

5031617

• Occurred

  May 11, 2023
  Advisor changed firm

  Joseph William Principe left Principal Securities, Inc. for Commonwealth Financial Network (registered 2023-05-01)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5e663d90-9f3c-dae7-bfbf-16caf6ada415

First observed

Jun 30, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.