DFX Intelligence

L••••••••• I••••••••• M••••••••• C•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

L••••••••• I••••••••• M••••••••• C•• L••

CRD 104945

BOSTON, MA

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Search this name across graphsid dfx:ria:5e6b1657-88b4-6313-667e-50520b30b611

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 16
On other graphs: 0
Observed: Mar 28, 2012 to Aug 6, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.01 fund_share=0.0 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $23B••• Locked
Discretionary RAUM: $23B
Private client RAUM: $240Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 51

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• A••••	MANAGING MEMBER, TREASURER	B	yes	04/2018	Apr 23, 2018	Apr 10, 2024
L•••••• M•••• C••••••	MANAGING MEMBER	Na	yes	09/2021	Oct 6, 2021	Apr 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• F••• G•• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$19B	23.9%	$17B	11.8%	51	55	0	0

Relationships

Affiliated with (1)

← L•• F••• M••••••••• L••Registered adviserother investment adviser, control
factForm ADV

Controls (7)

← S•••••• D••••• C••••••OwnerMANAGING MEMBER, ownership code A, individual
Mar 28, 2012 to Apr 10, 2024factForm ADV
← N••••• G•••••• W•••OwnerELECTED MANAGER, ownership code NA, individual
Mar 29, 2019 to Apr 10, 2024factForm ADV
← M••••••• B••••••• J•••••OwnerPRESIDENT, MANAGING MEMBER, ownership code D, individual

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 6, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Aug 6, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Aug 6, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e6b1657-88b4-6313-667e-50520b30b611
First observed: Mar 28, 2012
Last observed: Aug 6, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.