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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

JONATHAN PATRICK WASEY

Advisor at LPL FINANCIAL LLC

CLARKSVILLE, MD | SAN DIEGO, CA | COLUMBIA, MD | BALTIMORE, MD | SALISBURY, MD

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Search this name across graphsid dfx:ria:5e7a9d9d-bcb6-a773-e638-2dbcaa328234

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 26, 1996
First registration: Jul 31, 2002
Dual registered: yes, broker-dealer
Other names: JON WASEY
IAPD individual key: 2796839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 3, 2021	n/a	yes	SAN DIEGO, CA\|SALISBURY, MD\|BALTIMORE, MD\|COLUMBIA, MD\|CLARKSVILLE, MD	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Apr 29, 2021	no	ATLANTA, GA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|GERMANTOWN, MD\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 10, 2011	Jan 2, 2018	no	CHARLOTTE, NC\|WASHINGTON, DC\|GERMANTOWN, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 31, 2002	May 19, 2011	no	WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Apr 29, 2021	May 3, 2021	4	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
SUNTRUST INVESTMENT SERVICES, INC.	BB&T INVESTMENT SERVICES, INC.	May 19, 2011	Jun 10, 2011	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:6413:GA:2021-04-27	Apr 29, 2021	May 3, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Apr 29, 2021factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 10, 2011 to Jan 2, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2002 to May 19, 2011factForm ADV

Dated events

No dated event names this entity yet.