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Advisor at L•• F•••••••• L••
ORANGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 20, 2009 | n/a | yes | ORANGE, CA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Apr 21, 2009 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Apr 21, 2009 | Apr 20, 2009 | -1 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 |
| n/a |
| Mar 5, 2007 |
| Jan 1, 2008 |
| no |
| IRVINE, CA|ST. LOUIS, MO |
| Previous registration |
| Bulk transfer |
| Other |