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CRD 120918
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EKERN, NIGEL, PAUL | MANAGING DIRECTOR | Na | yes | 01/2014 | Mar 21, 2014 | Jan 27, 2016 |
| MOLLER, THOMAS, WILLIAM | OWNER & CHIEF EXECUTIVE OFFICER | E | yes | 07/1983 | Mar 21, 2014 | Jan 27, 2016 |
| OLSZWESKI, FRANCIS | MANAGING DIRECTOR & CHIEF INVESTMENT MANAGER | Na | yes | 01/2012 | Mar 21, 2014 | Jan 27, 2016 |
| SOCHA, HEATHER, MARIE | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 01/2012 | Mar 21, 2014 | Jan 27, 2016 |
| STAPF, MATTHEW, A | MANAGING DIRECTOR & CHIEF TECHNOLOGY OFFICER | Na | yes | 01/2012 | Mar 21, 2014 | Jan 27, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ECLIPSE FUND MANAGEMENT, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Norwalk | Ct | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Jan 27, 2016 | $684,478 | $684,478 | 10 | 5 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $7.6M | $7.6M | 11 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $684,478 | $7.6M | -91.0% | n/a | n/a | 10 | 11 | n/a | n/a |