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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JOSE RAFAEL RODRIGUEZ

Advisor at OSAIC WEALTH, INC.

BEAVERCREEK, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 9, 2005
First registration: Feb 14, 2005
Dual registered: yes, broker-dealer
Other names: JOSE RAFAEL RODRIGUEZ|RAFAEL JOSE RODRIGUEZ
IAPD individual key: 4583517

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	BEAVERCREEK, OH	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 29, 2009	Jun 14, 2024	no	BEAVERCREEK, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 13, 2006	Mar 23, 2009	no	CENTERVILLE, OH	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Dec 8, 2006	no	BEAVERCREEK, OH\|BEEVERCREEK, OH	Previous registration
FIRST COMMAND BANK	n/a	Feb 14, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	SECURITIES AMERICA ADVISORS, INC.	Mar 23, 2009	Apr 29, 2009	37	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 8, 2006	Dec 13, 2006	5	Firm change	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 29, 2009 to Jun 14, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 13, 2006 to Mar 23, 2009factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Dec 8, 2006factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Feb 14, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.