DFX Intelligence

R••••••••• F••••••••• I••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

R••••••••• F••••••••• I••••• I••••••••• M••••••••• L••

CRD 304102

NEW YORK, NY

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Search this name across graphsid dfx:ria:5ea6e29e-f305-8b58-127d-90601c934a12

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 6
On other graphs: 2
Observed: Mar 26, 2026 to Mar 26, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••••••• F••••••••• I••••• I••••••••• M••••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

R••••••••• F••••••••• I••••• I••••••••• M••••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 802-116735
CRD: 304102
Filings on the tape: 1
First filed: Mar 26, 2026
Latest filed: Mar 26, 2026

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••••• F••••••••• Z••• G•• I••••••••• F••• C••••••••• L••	Private Equity Fund	$11.6M	Mar 26, 2026	1	May 3, 2019	reported	n/a
R••••••••• F••••••••• Z••• G•• I••••••••• F•••• L•	Private Equity Fund	$11.6M

Relationships

Advises (2)

→ R••••••••• F••••••••• Z••• G•• I••••••••• F••• C••••••••• L••Private fundPrivate Equity Fund, ERA
May 3, 2019 to presentfactForm ADV
→ R••••••••• F••••••••• Z••• G•• I••••••••• F•••• L•Private fundPrivate Equity Fund, ERA
May 3, 2019 to presentfactForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 26, 2026
Ria principal change
••• Locked
Form ADVobserved today

Show 3 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ea6e29e-f305-8b58-127d-90601c934a12
First observed: Mar 26, 2026
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.