DFX Intelligence

R••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

R••••• A••••••• L••

CRD 326954

NEW YORK, NY

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Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 17
On other graphs: 1
Observed: May 23, 2023 to Apr 6, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

R••••• A••••••• L••

Capital provider to sponsors · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 41
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• F••••• I• L••	Other Private Fund	$85.2M	Apr 6, 2026	2	Apr 6, 2026	reported	021-490513
R••••• F••••• I• L•	Other Private Fund	$68.6M	Apr 6, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• E•••• Z•••	Owner	F	yes	09/2015	Sep 22, 2023	Sep 24, 2024
B••••••• M••••••• R••••••	CHIEF REVENUE OFFICER	Na	yes	05/2023	May 23, 2023	Sep 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• L••	n/a	n/a	n/a	N	yes	n/a
R••••• L••	n/a	n/a	n/a	N	yes	n/a
R••••• C•••••• H•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Madrid	n/a	Spain	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$907M	59.3%	n/a	n/a	41	41	1	1

Relationships

Advises (4)

→ R••••• F••••• I•••• L•Private fundOther Private Fund, IA
Apr 6, 2026 to presentfactForm ADV
→ R••••• F••••• I•••• L••Private fundOther Private Fund, IA
Apr 6, 2026 to presentfactForm ADV
→ R••••• F••••• I• L•Private fundOther Private Fund, IA
Apr 6, 2026 to presentfactForm ADV
→ R••••• F••••• I• L••Private fund

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
6 Apr 2026
Private fund first reported4 events
Private fund first reported: 4 on 6 Apr 2026
$60.7M to $85.2M
- ••• Locked$85.2M
- ••• Locked$68.6M
- ••• Locked$64.7M
Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$538M
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$411M
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$221M
Occurred
22 Sep 2023
Control person joined2 events
R••••• A••••••• L••: control person joined, 2 events, on 22 Sep 2023
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 23, 2023
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.