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P••••••••• WEALTH MANAGEMENT, INC., CRD 147814
CARMEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••••• A••• H••••• | Certified Financial Planner | CARMEL, CA | 14 | 21 | 2 | no |
| J••••• P•••••• C•••• | Certified Financial Planner | Leesburg, VA | CARMEL, CA | 14 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••••• R••••••• A••• | PRESIDENT&CHIEF COMPLIANCE OFFICER | C | yes | 07/2008 | Feb 14, 2012 | Jan 10, 2024 |
| L••••••••• I•• J•••••• M•••••• | MANAGING DIRECTOR | C | yes | 07/2008 | Feb 14, 2012 | Jan 10, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 14.3% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $599M | $499M | 20.0% | $348M | 19.8% | 8 | 8 | 0 | 0 |
| no |
| M••• A••• W••••••• | Certified Financial Planner | Arlington, VA | CARMEL, CA | 10 | 13 | 1 | no |
| J••••• M•••••• L••••••••• I• | n/a | CARMEL, CA | 1 | 18 | n/a | no |
| E••• D••••• | Certified Financial Planner | CARMEL, CA | Gambrills, MD | 1 | 11 | n/a | no |
| A••••• W•••••• N••••• | Certified Financial Planner | CARMEL, CA | 1 | 16 | n/a | no |
| A••••• G••••••• | n/a | CARMEL, CA | Wilmington, DE | 0 | 12 | n/a | no |
| Shareholder |
| Na |
| no |
| 10/2008 |
| Feb 14, 2012 |
| Jan 10, 2024 |
| 2025 | Jan 9, 2026 | $599M | $599M | 8 | 8 | 0 | n/a | n/a |
| 2024 | Jan 6, 2025 | $499M | $499M | 8 | 6 | 0 | n/a | n/a |
| 2023 | Jan 10, 2024 | $428M | $428M | 8 | 6 | 0 | n/a | n/a |
| 2022 | Jan 11, 2023 | $348M | $348M | 7 | 5 | 0 | n/a | n/a |
| 2021 | Jan 11, 2022 | $384M | $384M | 7 | 7 | 0 | n/a | n/a |
| 2020 | Jan 6, 2021 | $324M | $321M | 7 | 7 | 0 | n/a | n/a |
| 2019 | Jan 8, 2020 | $244M | $244M | 6 | 6 | 0 | n/a | n/a |
| 2018 | Jan 10, 2019 | $188M | $188M | 6 | 6 | 0 | n/a | n/a |
| 2017 | Jan 10, 2018 | $194M | $194M | 7 | 7 | 0 | n/a | n/a |
| 2016 | Jan 6, 2017 | $143M | $143M | 6 | 6 | n/a | n/a | n/a |
| 2015 | Jan 13, 2016 | $129M | $129M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Jan 29, 2015 | $123M | $123M | 5 | 5 | n/a | n/a | n/a |
| 2013 | Jan 17, 2014 | $99.8M | $99.8M | 5 | 5 | n/a | n/a | n/a |
| 2012 | Jan 29, 2013 | $73.2M | $73.2M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Feb 14, 2012 | $61.1M | $59.1M | n/a | n/a | n/a | n/a | n/a |