DFX Intelligence

M••••• D•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M••••• D•• F•••••

Advisor at J••• M••••• S••••••••• L••

San Francisco, CA | Boston, MA

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Search this name across graphsid dfx:ria:5ebec8a4-8d0e-b018-b894-1310776a48df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 25, 2010	n/a	yes	Boston, MA\|San Francisco, CA	Current employment
T••••• W••••• P••••••• L••	Former SEC adviser	Mar 5, 2007	Aug 23, 2010	no	LONDON\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• P••••••• L••	J••• M••••• S••••••••• L••	Aug 23, 2010	Aug 25, 2010	2	Firm change	Other
J••• M••••• S••••••••• I•••	T••••• W••••• P••••••• L••	Feb 2, 2007	Mar 5, 2007

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 25, 2010 to presentfactForm ADV
→ T••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Mar 5, 2007 to Aug 23, 2010factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2006 to Feb 2, 2007factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ebec8a4-8d0e-b018-b894-1310776a48df
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.