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Advisor at F••••• A•••••••
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• A••••••• | State registered | Dec 31, 2023 | n/a | yes | MINNETONKA, MN | Current employment |
| F••••• A••••••• | State registered | Jun 15, 2021 | Dec 31, 2023 | no | MINNETONKA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• W••••• G•••• | F••••• A••••••• | Dec 31, 2020 | Jun 15, 2021 | 166 | Firm change | RIA to state RIA |
| L•• F•••••••• L•• | S•••••••• W••••• G•••• | Aug 24, 2018 | Apr 19, 2018 |
| S•••••••• W••••• G•••• |
| Independent wealth |
| Apr 19, 2018 |
| Dec 31, 2020 |
| no |
| Minnetonka, MN|EDEN PRAIRIE, MN|Bradenton, FL|Bradenton, FL |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 30, 2009 | Aug 24, 2018 | no | ST LOUIS PARK, MN|FORT MILL, SC|EDINA, MN|EDEN PRAIRIE, MN|BRADENTON, FL | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jul 30, 2002 | Dec 31, 2002 | no | MINNETONKA, MN | Previous registration |
| Firm change after gap |
| RIA to RIA |
| O•••• F•• I••• | L•• F•••••••• L•• | Dec 31, 2002 | Jan 30, 2009 | 2,222 | Firm change after gap | Other |