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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CAREY WHITE

Advisor at UBS FINANCIAL SERVICES INC.

WASHINGTON, DC | ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:5ecae875-6152-8278-e782-942d885f8b67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 14, 2023
First registration: Oct 9, 2002
Dual registered: yes, broker-dealer
Other names: CAREY CATHERINE BALMER|CAREY CATHERINE WHITE|CAREY C.B. WHITE|CAREY C B WHITE|Carey Catherine Balmer White
IAPD individual key: 4344639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 14, 2023	n/a	yes	ANNAPOLIS, MD\|WASHINGTON, DC	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 15, 2014	Aug 4, 2014	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 26, 2014	no	Annapolis, MD\|Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	ANNAPOLIS, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 28, 2006	Apr 2, 2007	no	ANNAPOLIS, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 9, 2002	Sep 14, 2005	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Feb 26, 2014	Jan 15, 2014	-42	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 15, 2014 to Aug 4, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 26, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 28, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.