This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$561MItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$561M

Private client RAUM

$554MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$561Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,171

Individual clients

271

High net worth clients

175

Custody, client assets

$196M

SEC number

801-36076

CRD

110799

Filings on the tape

39

First filed

Feb 9, 2012

Latest filed

Sep 1, 2026

Organised

Corporation, MI

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5ed2b7c2-1ecc-a1e8-0fe5-a8fd89eb7356

First observed

Feb 9, 2012

Last observed

Sep 1, 2026 18 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.