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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PGP ADVISORS, LLC

CRD 172611

KETCHUM, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ed9699b-fcec-b32c-5fe7-a42f4afa0649

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 3
Observed: Jun 28, 2017 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

PGP Advisors, LLC

Venture manager · shared crd

Independent Sponsorsidentity

PGP Advisors, LLC

Capital provider to sponsors · shared crd

Private Equityidentity

PGP Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $223MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $223M
SEC number: 801-110917
CRD: 172611
Filings on the tape: 10
First filed: Jun 28, 2017
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: peninsulapacific.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PGP INVESTORS, LLC	Private Equity Fund	$144M	Mar 29, 2024	44	Sep 22, 2014	reported	021-310666

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE FRANK, MARIE, ANNETTE	TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005	E	yes	12/2005	Jun 28, 2017	Mar 29, 2024
STEVENS LIVING TRUST DATED 12/14/2005	MEMBER OF REGISTRANT	E	yes	12/2005	Jun 28, 2017	Mar 29, 2024
STEVENS, MARTIN, BRENT	TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005 & MANAGER OF REGISTRANT	E	yes	12/2005	Jun 28, 2017	Mar 29, 2024
KANOFF, MARY, ELLEN	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	no	07/2013	Jun 28, 2017	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PGP MANAGER, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$223M	$223M	10	6	1	1	n/a
2024	Mar 28, 2025	$166M	$166M	10	6	1	1	n/a
2023	Mar 29, 2024	$144M	$144M	9	6	1	1	$144M
2022	Mar 31, 2023	$173M	$173M	9	7	1	1	$173M
2021	Mar 30, 2022	$1.1B	$1.1B	9	7	1	1	$1.1B
2020	Mar 31, 2021	$220M	$220M	10	6	1	1	$220M
2019	Mar 30, 2020	$198M	$198M	10	5	1	1	$198M
2018	Mar 29, 2019	$114M	$114M	10	5	1	1	$114M
2017	Mar 30, 2018	$201M	$201M	8	5	1	1	$201M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$223M	$166M	34.0%	$173M	8.7%	10	10	1	1

Relationships

Advises (1)

→ PGP INVESTORS, LLCPrivate fundPrivate Equity Fund, IA
Sep 22, 2014 to presentfactForm ADV

Controls (3)

← STEVENS, MARTIN, BRENTOwnerTRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005 & MANAGER OF REGISTRANT, ownership code E, individual
Jun 28, 2017 to Mar 29, 2024factForm ADV
← DE FRANK, MARIE, ANNETTEOwnerTRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005, ownership code E, individual
Jun 28, 2017 to Mar 29, 2024factForm ADV
← STEVENS LIVING TRUST DATED 12/14/2005OwnerMEMBER OF REGISTRANT, ownership code E, domestic entity
Jun 28, 2017 to Mar 29, 2024factForm ADV

Owns (1)

← KANOFF, MARY, ELLENOwnerGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2017 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Pgp Advisors, Llc reported RAUM $173.5M, down 84% from $1.1B (2022-03-30 to 2023-03-31)
Form ADVobserved 6 days ago
$-938M
Occurred
Mar 30, 2022
Regulatory AUM changed
Pgp Advisors, Llc reported RAUM $1.1B, up 406% from $219.8M (2021-03-31 to 2022-03-30)
Form ADVobserved 6 days ago
$892M
Occurred
Jun 28, 2017
First Form ADV filing
Pgp Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ed9699b-fcec-b32c-5fe7-a42f4afa0649
First observed: Jun 28, 2017
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGP ADVISORS, LLC

CRD 172611

KETCHUM, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ed9699b-fcec-b32c-5fe7-a42f4afa0649

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PGP INVESTORS, LLC

Private Equity Fund

$144M

Mar 29, 2024

Sep 22, 2014

reported

021-310666

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE FRANK, MARIE, ANNETTE

TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005

yes

12/2005

Jun 28, 2017

Mar 29, 2024

STEVENS LIVING TRUST DATED 12/14/2005

MEMBER OF REGISTRANT

yes

12/2005

Jun 28, 2017

Mar 29, 2024

STEVENS, MARTIN, BRENT

TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005 & MANAGER OF REGISTRANT

yes

12/2005

Jun 28, 2017

Mar 29, 2024

KANOFF, MARY, ELLEN

GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

07/2013

Jun 28, 2017

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PGP MANAGER, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$223M

n/a

2024

Mar 28, 2025

$166M

n/a

2023

Mar 29, 2024

$144M

2022

Mar 31, 2023

$173M

2021

Mar 30, 2022

$1.1B

2020

Mar 31, 2021

$220M

2019

Mar 30, 2020

$198M

2018

Mar 29, 2019

$114M

2017

Mar 30, 2018

$201M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$223M

$166M

34.0%

$173M

8.7%