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PLEIAD INVESTMENT ADVISORS LIMITED, CRD 172237
HONG KONG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PLEIAD ASIA MASTER FUND | Hedge Fund | $1.7B | Mar 26, 2024 | 99 | Oct 8, 2014 | reported | 021-224065 |
| PLEIAD ASIA EQUITY MASTER FUND | Other Private Fund | $565M | Mar 26, 2024 | 51 | Mar 30, 2020 | reported | 021-363594 |
| PLEIAD JAPAN EQUITY MASTER FUND | Other Private Fund | $149M | Mar 26, 2024 | 15 | Jun 22, 2021 | reported | 021-402926 |
| PLEIAD- MINERVA JAPAN GROWTH OPPORTUNITIES LP | Private Equity Fund | $67.6M | Mar 26, 2024 | 70 | Oct 27, 2020 | reported | 021-378333 |
| PLEIAD JAPAN MASTER FUND | Hedge Fund | $27.4M | Mar 26, 2024 | 2 | Oct 31, 2023 | reported | 021-496016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHIU, VIEN, MOI YING | CFO & CCO | Na | yes | 06/2014 | Jun 19, 2019 | Mar 26, 2024 |
| HERITAGE FORWARD LLC | Owner | D | yes | 09/2018 | Jun 19, 2019 | Mar 26, 2024 |
| LEE, KENNETH, SEA LEONG | Owner | C | yes | 06/2018 | Jun 19, 2019 | Mar 26, 2024 |
| LEE, KENNETH, SEA LEONG | DIRECTOR & CO-CIO | D | yes | 07/2014 | Jun 19, 2019 | Mar 26, 2024 |
| LUCTOR ET EMERGO COMPANY LIMITED | Owner | D | yes | 07/2021 | Oct 20, 2021 | Mar 26, 2024 |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | SOLE SHAREHOLDER | E | yes | 06/2014 | Jun 19, 2019 | Mar 26, 2024 |
| TANIGUCHI, MASAKI, NMN | DIRECTOR & COO | Na | yes | 07/2014 | Jun 19, 2019 | Mar 26, 2024 |
| YOSHINO, MICHAEL, STEPHEN | DIRECTOR & CO-CIO | D | yes | 03/2014 | Jun 19, 2019 | Mar 26, 2024 |
| YOSHINO, MICHAEL, STEPHEN | Owner | E | yes | 07/2021 | Jun 19, 2019 | Mar 26, 2024 |
| COMMONWEALTH TRUST COMPANY | Trustee | F | no | 12/2020 | May 24, 2021 | Mar 26, 2024 |
| GRANTOR TRUST: HERITAGE TRUST TWO | Owner | D | no | 12/2020 | Mar 30, 2021 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MINERVA GROWTH PARTNERS, INC. | n/a | n/a | n/a | Y | no | n/a |
| PLEIAD-MINERVA JAPAN GROWTH OPPORTUNITIES GP LIMITED | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tokyo | n/a | Japan | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.4B | $1.4B | 22 | 13 | 1 | 6 | n/a |
| 2024 | Apr 1, 2025 | $1.3B | $1.3B | 27 | 14 | 1 | 5 | n/a |
| 2023 | Mar 26, 2024 | $2.5B | $2.5B | 27 | 14 | 1 | 5 | $2.5B |
| 2022 | Mar 6, 2023 | $2.9B | $2.9B | 26 | 13 | 1 | 4 | $2.9B |
| 2021 | Mar 30, 2022 | $3.1B | $3.1B | 24 | 11 | 1 | 4 | $3.1B |
| 2020 | Mar 30, 2021 | $3.3B | $3.3B | 20 | 9 | 1 | 3 | $3.3B |
| 2019 | Mar 30, 2020 | $2.8B | $2.8B | 17 | 7 | 0 | 2 | $2.8B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.3B | 2.7% | $2.9B | -22.6% | 22 | 27 | 1 | 1 |