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CRD 147379
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK SHINDER | n/a | HOUSTON, TX | 17 | 19 | n/a | no |
| MICHAEL ZISLIS | n/a | HOUSTON, TX | 12 | 20 | n/a | no |
| RILEY EDWARD SALYER | n/a | HOUSTON, TX | 10 | 31 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LIGHTHOUSE BALANCED FUND I LLC | Hedge Fund | $643M | Mar 29, 2024 | 95 | Jan 9, 2019 | reported | 021-320946 |
| LIGHTHOUSE STABLE GROWTH FUND I LLC | Hedge Fund | $336M | Mar 29, 2024 | 47 | Mar 30, 2021 | reported | 021-365821 |
| AXYS CAPITAL INCOME FUND LLC | Hedge Fund | $237M | Mar 29, 2024 | 79 | Mar 30, 2012 | reported | n/a |
| AXYS CAPITAL TOTAL RETURN FUND LLC | Hedge Fund | $107M | Mar 29, 2024 | 64 | Mar 30, 2012 | reported | n/a |
| AXYS CAPITAL REAL ESTATE FUND | Real Estate Fund | $11.6M | Sep 26, 2013 | 50 | Mar 30, 2012 | dropped | n/a |
| AXYS CAPITAL GROWTH FUND | Other Private Fund | $8.0M | Sep 26, 2013 | 53 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EVERGREEN INVESTMENT ADVISORS | MEMBER AND ELECTED MANAGER | F | yes | 03/2005 | Mar 21, 2017 | Mar 29, 2024 |
| EVERGREEN MEMORIAL LLC | Member | C | yes | 11/2006 | Mar 30, 2012 | Mar 29, 2024 |
| EVERGREEN REAL ESTATE PARTNERS LLC | Member | E | yes | 11/2006 | Mar 30, 2012 | Mar 29, 2024 |
| HALE, JOHN, ANTHONY | VICE PRESIDENT | Na | yes | 06/2008 | Mar 30, 2012 | Mar 29, 2024 |
| M3 CAPITAL PARTNERS LLC | Owner | E | yes | 03/2005 | Mar 21, 2017 | Mar 29, 2024 |
| NORTHSTAR EVERGREEN LLC | Member | E | yes | 11/2006 | Mar 30, 2012 | Mar 29, 2024 |
| NORTHSTAR MEMORIAL GROUP LLC | Member | E | yes | 05/2008 | Mar 30, 2012 | Mar 29, 2024 |
| SHINDER, MARK | PRESIDENT & CHIEF INVESTMENT OFFICER | Na | yes | 05/2008 | Mar 30, 2012 | Mar 29, 2024 |
| ZISLIS, MICHAEL | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | Na | yes | 02/2011 | Mar 30, 2012 | Mar 29, 2024 |
| LUDWIG, STEVEN, CHARLES | CHIEF COMPLIANCE OFFICER | Na | no | 03/2023 | Mar 28, 2023 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| EVERGREEN INVESTMENT ADVISORS LLC | n/a | Asset manager | $12B | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 17, 2026 | $3.2B | $3.2B | 10 | 8 | 0 | 5 | n/a |
| 2024 | Mar 31, 2025 | $2.8B | $2.8B | 10 | 8 | 0 | 4 | n/a |
| 2023 | Mar 29, 2024 | $2.4B | $2.4B | 10 | 8 | 0 | 4 | $1.3B |
| 2022 | Mar 28, 2023 | $2.1B | $2.1B | 10 | 7 | 0 | 4 | $1.1B |
| 2021 | Mar 31, 2022 | $2.1B | $2.1B | 11 | 8 | 0 | 4 | $1.1B |
| 2020 | Mar 30, 2021 | $1.7B | $1.7B | 10 | 8 | 0 | 4 | $899M |
| 2019 | Mar 29, 2020 | $1.5B | $1.5B | 9 | 5 | 0 | 3 | $690M |
| 2018 | Mar 22, 2019 | $1.1B | $916M | 9 | 5 | 1 | 1 | $124M |
| 2017 | Mar 20, 2018 | $973M | $715M | 7 | 5 | 1 | n/a | n/a |
| 2016 | Mar 21, 2017 | $957M | $629M | 6 | 2 | n/a | n/a | n/a |
| 2015 | Mar 16, 2016 | $839M | $558M | 6 | 2 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $923M | $651M | 5 | 2 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $633M | $405M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Feb 22, 2013 | $544M | $330M | 3 | 2 | n/a | 4 | $159M |
| 2011 | Mar 30, 2012 | $247M | $247M | n/a | n/a | n/a | 4 | $85.2M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.2B | $2.8B | 16.0% | $2.1B | 14.3% | 10 | 10 | 0 | 0 |