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RIA / WealthAdvisor25 years in industry

STEPHEN GLENN ALLEN

Advisor at BLACKBURN FINANCIAL

CASHMERE, WA

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Search this name across graphsid dfx:ria:5ee7db30-8973-4508-b9df-bc3652fc086a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACKBURN FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 28, 2001
First registration: Oct 24, 2001
Dual registered: no
Other names: STEPHEN G. ALLEN|STEPHEN GLENN ALLEN|STEPHEN ALLEN|STEVE ALLEN
IAPD individual key: 4535419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACKBURN FINANCIAL	State registered	Jan 23, 2019	n/a	yes	CASHMERE, WA	Current employment
WADDELL & REED	Former SEC adviser	Jan 3, 2012	Jan 28, 2019	no	SEATTLE, WA\|WENATCHEE, WA\|KENNEWICK, WA\|SEATTLE, WA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Sep 30, 2010	Jan 26, 2012	no	WENATCHEE, WA	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	Sep 23, 2004	Oct 7, 2010	no	LEAVENWORTH, WA	Previous registration
XELAN FINANCIAL PLANNING, INC.	n/a	Jan 13, 2003	Dec 31, 2004	no	LEAVENWORTH, WA	Previous registration
XELAN INVESTMENT SERVICES, INC.	n/a	Oct 24, 2001	Jan 15, 2003	no	LEAVENWORTH, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	BLACKBURN FINANCIAL	Jan 28, 2019	Jan 23, 2019	-5	Firm change	Ibd to state RIA
FIRST ALLIED ADVISORY SERVICES, INC.	WADDELL & REED	Jan 26, 2012	Jan 3, 2012	-23	Firm change	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 7, 2010	Sep 30, 2010	-7	Firm change	Other
XELAN FINANCIAL PLANNING, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Dec 31, 2004	Sep 23, 2004	-99	Firm change after gap	Other
XELAN INVESTMENT SERVICES, INC.	XELAN FINANCIAL PLANNING, INC.	Jan 15, 2003	Jan 13, 2003	-2	Firm change	Other

Relationships

Registered with (6)

→ BLACKBURN FINANCIALRegistered adviserregistration: current employment
Jan 23, 2019 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 3, 2012 to Jan 28, 2019factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2010 to Jan 26, 2012factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 23, 2004 to Oct 7, 2010factForm ADV
→ XELAN FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jan 13, 2003 to Dec 31, 2004factForm ADV
→ XELAN INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2001 to Jan 15, 2003factForm ADV

Dated events

No dated event names this entity yet.