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Advisor at CAPITAL INVESTMENT COUNSEL, LLC
Denver, CO | Golden, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT COUNSEL, LLC | Independent wealth | Nov 6, 2023 | n/a | yes | Denver, CO|Golden, CO | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Jan 23, 2015 | Aug 31, 2023 | no | DENVER, CO|SCOTTSDALE, AZ|SCOTTSDALE, AZ|DENVER, CO | Previous registration |
| CAPITAL INVESTMENT COUNSEL INC | Former SEC adviser | Jan 1, 1999 | Jan 23, 2015 | no | DENVER, CO | Previous registration |
| CAPITAL INVESTMENT COUNSEL INC | Former SEC adviser | Jan 1, 1999 | Dec 31, 2002 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | CAPITAL INVESTMENT COUNSEL, LLC | Aug 31, 2023 | Nov 6, 2023 | 67 | Firm change | Ibd to new firm |
| CAPITAL INVESTMENT COUNSEL INC | UNITED CAPITAL FINANCIAL ADVISORS | Jan 23, 2015 | Jan 23, 2015 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106966:134600:CO:2015-01-23 | Jan 23, 2015 | Jan 23, 2015 | DENVER, CO | Firm change |