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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

DOUGLAS JAMES STEPANSKY

Advisor at STRATEGIC INVESTMENT SOLUTIONS, INC.

ORLAND PARK, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC INVESTMENT SOLUTIONS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 22, 2000
First registration: Jan 21, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4063040

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC INVESTMENT SOLUTIONS, INC.	Independent wealth	Dec 3, 2010	n/a	yes	ORLAND PARK, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Dec 18, 2009	no	DOWNERS GROVE, IL\|ORLAND PARK, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Mar 4, 2004	Sep 8, 2009	no	ITASCA, IL\|ITASCA, IL	Previous registration
HERITAGE CAPITAL MANAGEMENT INC	Former SEC adviser	Jan 21, 2004	Sep 22, 2006	no	ITASCA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	STRATEGIC INVESTMENT SOLUTIONS, INC.	Dec 18, 2009	Dec 3, 2010	350	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
HERITAGE CAPITAL MANAGEMENT INC	WATERSTONE FINANCIAL GROUP, INC.	Sep 22, 2006	Mar 4, 2004	-932	Firm change after gap	Other

Relationships

Registered with (4)

→ STRATEGIC INVESTMENT SOLUTIONS, INC.Registered adviserregistration: current employment
Dec 3, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Dec 18, 2009factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 4, 2004 to Sep 8, 2009factForm ADV
→ HERITAGE CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 21, 2004 to Sep 22, 2006factForm ADV

Dated events

No dated event names this entity yet.