DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

ADVANCED PORTFOLIO MANAGEMENT, LLC

CRD 138769

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5eeafbcb-0055-cc67-b1dd-8601d66a55f2

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Sep 17, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $34.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8
Custody, client assets: $34.6M
SEC number: 801-66005
CRD: 138769
Filings on the tape: 23
First filed: Mar 29, 2012
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, DE
Website: apmcap.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
APM THEMATIC EQUITIES LLC	Hedge Fund	$96.8M	Jul 24, 2024	1	Mar 29, 2023	reported	021-454873
RINCON SPC	Hedge Fund	$42.9M	Mar 22, 2016	1	Mar 27, 2015	dropped	n/a
PORTFOLIO ENHANCEMENT FUND, SPC	Hedge Fund	$10.6M	Mar 27, 2014	1	Mar 29, 2012	dropped	n/a
ASSOCIATED PORTFOLIO HOLDINGS LTD.	Hedge Fund	$7.5M	Mar 27, 2014	2	Mar 29, 2012	dropped	n/a
APM KOTAK INDIA MASTER FUND, LP	Hedge Fund	$1.2M	Mar 31, 2021	1	May 14, 2020	dropped	n/a
DIVERSIFIED STABLE ALPHA FUND, LTD.	Hedge Fund	$93,776	Mar 31, 2022	2	Mar 29, 2012	dropped	n/a
PHOENIX OVERLAY FUND, LTD.	Hedge Fund	$91,556	Mar 31, 2022	1	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANSEN, MATTHEW, SCOTT	Principal	Na	yes	07/2020	Mar 31, 2021	Jul 24, 2024
JIANG, FAN	DIRECTOR OF INVESTMENT RESEARCH	Na	yes	10/2018	Mar 31, 2021	Jul 24, 2024
KAKAR, RAHUL, NMN	Principal	Na	yes	06/2018	Apr 2, 2019	Jul 24, 2024
KIERNAN, ROBERT, EDWARD	CEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	07/2004	Mar 29, 2012	Jul 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APM INDIA GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.7B	$26.1M	18	11	0	1	n/a
2024	Mar 31, 2025	$2.2B	$105M	11	4	0	1	n/a
2023	Mar 28, 2024	$2.1B	$144M	10	8	0	1	$96.8M
2022	Mar 29, 2023	$1.9B	$120M	10	8	0	1	$78.1M
2021	Mar 31, 2022	$2.6B	$47.6M	11	10	0	2	$185,332
2020	Mar 31, 2021	$1.3B	$3.2M	10	9	0	3	$1.7M
2019	May 14, 2020	$1.2B	$2.0M	9	7	0	3	$428,838
2018	Apr 2, 2019	$4.0B	$481M	14	14	0	2	$501,543
2017	Mar 29, 2018	$4.1B	$533M	13	13	0	2	$700,582
2016	Mar 28, 2017	$4.0B	$4.0B	11	10	n/a	2	$947,950
2015	Mar 22, 2016	$4.0B	$4.0B	11	10	n/a	3	$44.0M
2014	Mar 27, 2015	$3.4B	$3.4B	11	11	n/a	3	$38.8M
2013	Mar 27, 2014	$3.1B	$3.1B	10	10	n/a	4	$36.9M
2012	Mar 12, 2013	$2.4B	$2.4B	11	11	n/a	4	$36.9M
2011	Mar 29, 2012	$2.2B	$2.2B	n/a	n/a	n/a	4	$49.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.2B	23.8%	$1.9B	12.9%	12	11	0	0

Relationships

Advises (7)

→ APM THEMATIC EQUITIES LLCPrivate fundHedge Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ DIVERSIFIED STABLE ALPHA FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 31, 2022factForm ADV
→ PHOENIX OVERLAY FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 31, 2022factForm ADV
→ APM KOTAK INDIA MASTER FUND, LPPrivate fundHedge Fund, IA, no longer reported
May 14, 2020 to Mar 31, 2021factForm ADV
→ RINCON SPCPrivate fundHedge Fund, IA, no longer reported
Mar 27, 2015 to Mar 22, 2016factForm ADV
→ ASSOCIATED PORTFOLIO HOLDINGS LTD.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 27, 2014factForm ADV
→ PORTFOLIO ENHANCEMENT FUND, SPCPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 27, 2014factForm ADV

Controls (4)

← KIERNAN, ROBERT, EDWARDOwnerCEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Jul 24, 2024factForm ADV
← HANSEN, MATTHEW, SCOTTOwnerPRINCIPAL, ownership code NA, individual
Mar 31, 2021 to Jul 24, 2024factForm ADV
← KAKAR, RAHUL, NMNOwnerPRINCIPAL, ownership code NA, individual
Apr 2, 2019 to Jul 24, 2024factForm ADV
← JIANG, FANOwnerDIRECTOR OF INVESTMENT RESEARCH, ownership code NA, individual
Mar 31, 2021 to Jul 24, 2024factForm ADV

Dated events

Occurred
Mar 29, 2023
Regulatory AUM changed
Advanced Portfolio Management, Llc reported RAUM $1.9B, down 27% from $2.6B (2022-03-31 to 2023-03-29)
Form ADVobserved 4 days ago
$-683M
Occurred
Mar 31, 2022
Regulatory AUM changed
Advanced Portfolio Management, Llc reported RAUM $2.6B, up 96% from $1.3B (2021-03-31 to 2022-03-31)
Form ADVobserved 4 days ago
$1.2B
Occurred
Mar 31, 2022
Control person left
Nmn Adri Guha (Chief Investment Officer) no longer on Schedule A of Advanced Portfolio Management, Llc (listed 2021-03-31, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Scott Matthew Hansen (Principal) appeared on Schedule A of Advanced Portfolio Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Fan Jiang (Director Of Investment Research) appeared on Schedule A of Advanced Portfolio Management, Llc
Form ADVobserved 4 days ago
Occurred
May 14, 2020
Regulatory AUM changed
Advanced Portfolio Management, Llc reported RAUM $1.2B, down 70% from $4.0B (2019-04-26 to 2020-05-14)
Form ADVobserved 4 days ago
$-2.8B
Occurred
May 14, 2020
Control person left
George Steven Delaney (General Counsel) no longer on Schedule A of Advanced Portfolio Management, Llc (listed 2019-04-26, absent 2020-05-14)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2019
Control person joined
Rahul Kakar (Principal) appeared on Schedule A of Advanced Portfolio Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5eeafbcb-0055-cc67-b1dd-8601d66a55f2
First observed: Mar 29, 2012
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVANCED PORTFOLIO MANAGEMENT, LLC

CRD 138769

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5eeafbcb-0055-cc67-b1dd-8601d66a55f2

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

APM THEMATIC EQUITIES LLC

Hedge Fund

$96.8M

Jul 24, 2024

Mar 29, 2023

reported

021-454873

RINCON SPC

Hedge Fund

$42.9M

Mar 22, 2016

Mar 27, 2015

dropped

n/a

PORTFOLIO ENHANCEMENT FUND, SPC

Hedge Fund

$10.6M

Mar 27, 2014

Mar 29, 2012

dropped

n/a

ASSOCIATED PORTFOLIO HOLDINGS LTD.

Hedge Fund

$7.5M

Mar 27, 2014

Mar 29, 2012

dropped

n/a

APM KOTAK INDIA MASTER FUND, LP

Hedge Fund

$1.2M

Mar 31, 2021

May 14, 2020

dropped

n/a

DIVERSIFIED STABLE ALPHA FUND, LTD.

Hedge Fund

$93,776

Mar 31, 2022

Mar 29, 2012

dropped

n/a

PHOENIX OVERLAY FUND, LTD.

Hedge Fund

$91,556

Mar 31, 2022

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANSEN, MATTHEW, SCOTT

Principal

yes

07/2020

Mar 31, 2021

Jul 24, 2024

JIANG, FAN

DIRECTOR OF INVESTMENT RESEARCH

yes

10/2018

Mar 31, 2021

Jul 24, 2024

KAKAR, RAHUL, NMN

Principal

yes

06/2018

Apr 2, 2019

Jul 24, 2024

KIERNAN, ROBERT, EDWARD

CEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

07/2004

Mar 29, 2012

Jul 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APM INDIA GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.7B

$26.1M

n/a

2024

Mar 31, 2025

$2.2B

$105M

n/a

2023

Mar 28, 2024

$2.1B

$144M

$96.8M

2022

Mar 29, 2023

$1.9B

$120M

$78.1M

2021

Mar 31, 2022

$2.6B

$47.6M

$185,332

2020

Mar 31, 2021

$1.3B

$3.2M

$1.7M

2019

May 14, 2020

$1.2B

$2.0M

$428,838

2018

Apr 2, 2019

$4.0B

$481M

$501,543

2017

Mar 29, 2018

$4.1B

$533M

$700,582

2016

Mar 28, 2017

$4.0B

n/a

$947,950

2015

Mar 22, 2016

$4.0B

n/a

$44.0M

2014

Mar 27, 2015

$3.4B

n/a

$38.8M

2013

Mar 27, 2014

$3.1B

n/a

$36.9M

2012

Mar 12, 2013

$2.4B

n/a

$36.9M

2011

Mar 29, 2012

$2.2B

n/a

$49.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$2.2B

23.8%

$1.9B

12.9%