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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRYAN J NILES

Advisor at RBC CAPITAL MARKETS, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ef5c0dd-c07b-e0c9-457d-d4ad537d9038

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 5, 2019
First registration: Apr 5, 2019
Dual registered: yes, broker-dealer
Other names: BRYAN JAMES NILES|BRYAN NILES
IAPD individual key: 5540764

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 24, 2023	n/a	yes	NEW YORK, NY	Current employment
MORGAN STANLEY	Wirehouse	Apr 5, 2019	Apr 7, 2023	no	BALTIMORE, MD\|PURCHASE, NY\|Baltimore, MD\|Baltimore, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Apr 7, 2023	Mar 24, 2023	-14	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Mar 24, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 5, 2019 to Apr 7, 2023factForm ADV

Dated events

Occurred
Apr 7, 2023
Advisor changed firm
Bryan J Niles left Morgan Stanley for Rbc Capital Markets, Llc (registered 2023-03-24)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ef5c0dd-c07b-e0c9-457d-d4ad537d9038
First observed: Apr 5, 2019
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRYAN J NILES

Advisor at RBC CAPITAL MARKETS, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ef5c0dd-c07b-e0c9-457d-d4ad537d9038

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RBC CAPITAL MARKETS, LLC

National bd RIA

Mar 24, 2023

n/a

yes

NEW YORK, NY

Current employment

MORGAN STANLEY

Wirehouse

Apr 5, 2019

Apr 7, 2023

BALTIMORE, MD|PURCHASE, NY|Baltimore, MD|Baltimore, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

RBC CAPITAL MARKETS, LLC

Apr 7, 2023

Mar 24, 2023

-14

Firm change

Wirehouse to ibd