DFX Intelligence

L•••••• A••••• S•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

L•••••• A••••• S•••••• L••••

Advisor at P••••••• W••••• A•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:5ef6bb61-ef35-3d10-1fa2-2109e0c94e74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• A•••••••	Independent wealth	Mar 23, 2023	n/a	yes	SAN DIEGO, CA	Current employment
R•••••• • A•••••••••	Former SEC adviser	Feb 6, 2017	Nov 9, 2020	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• • A•••••••••	P••••••• W••••• A•••••••	Nov 9, 2020	Mar 23, 2023	864	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
160864:308292:CA:2020-11-09	Nov 9, 2020	Mar 23, 2023	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (2)

→ P••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ R•••••• • A•••••••••Registered adviserregistration: previous registration
Feb 6, 2017 to Nov 9, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ef6bb61-ef35-3d10-1fa2-2109e0c94e74
First observed: Feb 6, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.