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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

Robert Wayne Romeo

Advisor at MML INVESTORS SERVICES, LLC

Buffalo, NY

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Search this name across graphsid dfx:ria:5efaf5d8-7dc5-e61d-d902-2c74e67e35a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 16, 1992
First registration: Nov 1, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1135429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 20, 2025	n/a	yes	Buffalo, NY	Current employment
WEALTH ADVISORS NETWORK, INC.	Independent wealth	Mar 30, 2018	Jul 15, 2025	no	Buffalo, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 27, 2014	Mar 14, 2018	no	NEW YORK, NY\|AMHERST, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 14, 2010	Sep 8, 2012	no	NIAGARA FALLS, NY\|DEPEW, NY\|ORCHARD PARK, NY\|DEPEW, NY\|ORCHARD PARK, NY\|FORT MILL, SC\|BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|AMHERST, NY\|BUFFALO, NY\|BUFFALO, NY\|BUFFALO, NY\|LOCKPORT, NY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 19, 2006	Jun 21, 2010	no	BUFFALO, NY\|BUFFALO, NY\|LOCKPORT, NY\|CHARLOTTE, NC\|EAST AMHERST, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 1, 2004	Dec 16, 2005	no	BUFFALO, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ADVISORS NETWORK, INC.	MML INVESTORS SERVICES, LLC	Jul 15, 2025	Jun 20, 2025	-25	Firm change	RIA to ibd
ADVICE AND PLANNING SERVICES	WEALTH ADVISORS NETWORK, INC.	Mar 14, 2018	Mar 30, 2018	16	Firm change	Other
LPL FINANCIAL LLC	ADVICE AND PLANNING SERVICES	Sep 8, 2012	Jun 27, 2014	657	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jun 21, 2010	Jun 14, 2010	-7	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Dec 16, 2005	Jan 19, 2006	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113836:10409:NY:2025-07-15	Jul 15, 2025	Jun 20, 2025	BUFFALO, NY	Firm change

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ WEALTH ADVISORS NETWORK, INC.Registered adviserregistration: previous registration
Mar 30, 2018 to Jul 15, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 27, 2014 to Mar 14, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 14, 2010 to Sep 8, 2012factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 19, 2006 to Jun 21, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 1, 2004 to Dec 16, 2005factForm ADV

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
Robert Wayne Romeo left Wealth Advisors Network, Inc. for Mml Investors Services, Llc (registered 2025-06-20)
Form ADVobserved 6 days ago