R•••• S••••

Advisor at C•••••• W••••• M•••••••••

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5efc3fd0-755e-5000-c61b-37c24bd54116

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M•••••••••	Independent wealth	Jul 10, 2026	n/a	yes	SARASOTA, FL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 29, 2025	Jul 18, 2026	no	Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C•••••• W••••• M•••••••••	Jul 18, 2026	Jul 10, 2026	-8	Firm change	Ibd to RIA
C••• L••	C•••••• S••••• • C••• I•••	Jan 30, 2025	Apr 29, 2025

Relationships

Registered with (5)

→ C•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 29, 2025 to Jul 18, 2026factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Aug 23, 2024 to Jan 30, 2025factForm ADV
→ W•••• I••••••••• A•••••••• L••

Dated events

Occurred
Jul 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5efc3fd0-755e-5000-c61b-37c24bd54116
First observed: Nov 29, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.