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Advisor at PARK AVENUE SECURITIES LLC
West Des Moines, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jan 9, 2020 | n/a | yes | West Des Moines, IA | Current employment |
| IRON HORSE WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 2, 2017 | May 4, 2019 | no | West Des Moines, IA|JOHNSTON, IA | Previous registration |
| LEGACY FINANCIAL GROUP | Independent wealth | Aug 29, 2016 | Mar 2, 2017 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IRON HORSE WEALTH MANAGEMENT, LLC | PARK AVENUE SECURITIES LLC | May 4, 2019 | Jan 9, 2020 | 250 | Firm change | RIA to ibd |
| LEGACY FINANCIAL GROUP | IRON HORSE WEALTH MANAGEMENT, LLC | Mar 2, 2017 | Mar 2, 2017 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154927:165164:IA:2017-03-02 | Mar 2, 2017 | Mar 2, 2017 | DES MOINES, IA | Firm change |