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CRD 277141
MAITLAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRIS M SULLIVAN | n/a | MAITLAND, FL | 0 | 18 | 5 | no |
| MATTHEW ARON ROSEN | n/a | MAITLAND, FL | 0 | 14 | 2 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | n/a | 0 | 0 | 0 | 2 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SANDLAPPER WEALTH MANAGEMENT, LLC | 2 | Aug 22, 2017 | Jan 1, 2026 | GREENVILLE, SC | Team lift out | Other | 10.0% |