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Advisor at CONTINUUM ADVISORY, LLC
EAGLE, ID | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | Independent wealth | Apr 4, 2016 | n/a | yes | EAGLE, ID|Phoenix, AZ | Current employment |
| LEGACY PRESERVATION | n/a | May 24, 2019 | Dec 22, 2023 | no | PHOENIX, AZ | Previous registration |
| LEGACY PRESERVATION | n/a | Oct 23, 2018 | Dec 31, 2018 | no | PHOENIX, AZ | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Nov 17, 2017 | no | SCOTTSDALE, AZ|PLEASANTON, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 11, 2011 | May 13, 2016 | no | PHOENIX, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY PRESERVATION | n/a | Dec 22, 2023 | n/a | n/a | Departure no registered destination | Departure |
| SIGNATOR INVESTORS, INC. | LEGACY PRESERVATION | Nov 17, 2017 | Oct 23, 2018 | 340 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | CONTINUUM ADVISORY, LLC | May 13, 2016 | Apr 4, 2016 | -39 | Firm change after gap | Other |