DFX Intelligence

R•••••• M••••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•••••• M••••• N••••••••

Advisor at E•••• F•••••••• S•••••••••

B•••••, ME

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Search this name across graphsid dfx:ria:5f1186de-426a-f528-0d82-815e348b3dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• F•••••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• F•••••••• S•••••••••	Independent wealth	Feb 15, 2019	n/a	yes	B•••••, ME	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 10, 2008	Feb 6, 2019	no	B•••••, ME\|ELLSWORTH, ME\|SAN DIEGO, CA\|ELLSWORTH, ME\|B•••••, ME\|BREWER, ME\|DOVER-FOXCROFT, ME\|BAR HARBOR, ME\|CASTINE, ME\|GREENVILLE, ME\|MILBRIDGE, ME\|STONLINGTON, ME\|ELLSWORTH, ME\|BINGHAM, ME\|BAR HARBOR, ME\|JONESPORT, ME\|MADISON, ME\|BLUE HILL, ME\|MILO, ME\|CAMDEN, ME\|ROCKLAND, ME\|BUCKSPORT, ME\|ELLSWORTH, ME\|MILBRIDGE, ME\|STONINGTON, ME\|JONESPORT, ME\|BAR HARBOR, ME\|CASTINE, ME\|BLUE HILL, ME\|CALAIS, ME\|MACHIAS, ME\|ELLSWORTH, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E•••• F•••••••• S•••••••••	Feb 6, 2019	Feb 15, 2019	9	Firm change	Other
K•• I••••••••• S••••••• L••	L•• F•••••••• L••	Mar 24, 2008	Apr 10, 2008

Relationships

Registered with (5)

→ E•••• F•••••••• S•••••••••Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2008 to Feb 6, 2019factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 8, 2006 to Mar 24, 2008factForm ADV
→ B••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f1186de-426a-f528-0d82-815e348b3dc3
First observed: Feb 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.