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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Watkinsville, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 17, 2018 | n/a | yes | Watkinsville, GA | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 19, 2016 | May 2, 2018 | no | WATKINSVILLE, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 1, 2015 | Dec 31, 2016 | no | WATKINSVILLE, GA|ATHENS, GA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 12, 2011 | Mar 25, 2015 | no | ADEL, GA|WATKINSVILLE, GA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 29, 2009 | Feb 8, 2011 | no | ATLANTA, GA | Previous registration |
| OPTIMUM WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 26, 2006 | Apr 16, 2009 | no | WOODSTOCK, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 2, 2018 | May 17, 2018 | 15 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 19, 2016 | -103 | Bulk transfer | Other |
| VOYA FINANCIAL ADVISORS, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Mar 25, 2015 | Apr 1, 2015 | 7 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | VOYA FINANCIAL ADVISORS, INC. | Feb 8, 2011 | Apr 12, 2011 | 63 | Firm change | Other |
| OPTIMUM WEALTH MANAGEMENT, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 16, 2009 | May 29, 2009 | 43 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:149018:GA:2018-05-02 | May 2, 2018 | May 17, 2018 | WATKINSVILLE, GA | Firm change |
| 2882:17499:GA:2015-03-25 | Mar 25, 2015 | Apr 1, 2015 | WATKINSVILLE, GA | Firm change |