DFX Intelligence

P••••••• F••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• F••• A•••••••• L••

CRD 168077

MIAMI, FL

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Search this name across graphsid dfx:ria:5f156389-b231-d071-fafc-23dbbd2363a4

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 1
Observed: Jun 20, 2018 to Mar 26, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

P••••••• F••• A•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $821M••• Locked
Discretionary RAUM: $821M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• R••• E••••• F••• I•• L•	Real Estate Fund	$549M	Apr 25, 2024	171	Mar 16, 2023	reported	021-456822
P••••••• R••• E••••• F••• I••• L•	Real Estate Fund	$301M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••••• E•••• S••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Jun 20, 2018	Apr 25, 2024
H••••• A••••••••• B••••	Member	E	yes	05/2013	Jun 20, 2018	Apr 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• R••• E••••• F••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• R••• E••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• R••• E••••• F••• I•• G•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	6	no
LOS ANGELES	CA	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$821M	$883M	-7.0%	$578M	12.4%	21	21	2	2

Relationships

Advises (5)

→ P••••••• R••• E••••• F••• I•• L•Private fundReal Estate Fund, IA
Mar 16, 2023 to presentfactForm ADV
→ P••••••• R••• E••••• F••• I•• L•Private fundReal Estate Fund, IA
Mar 12, 2015 to presentfactForm ADV
→ P••••••• C••••••••• F••• A• L•Private fundReal Estate Fund, IA
Mar 18, 2024 to presentfactForm ADV
→ P••••••• R••• E••••• F••• I••• L•

Dated events

Occurred
Mar 18, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$291M
Occurred
Mar 16, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$205M
Occurred
Jun 20, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f156389-b231-d071-fafc-23dbbd2363a4
First observed: Jun 20, 2018
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.