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Advisor at GWN SECURITIES INC.
TORRANCE, CA | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Sep 8, 2014 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|TORRANCE, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 2, 2014 | Sep 19, 2014 | no | PLAYA DEL REY, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | GWN SECURITIES INC. | Sep 19, 2014 | Sep 8, 2014 | -11 | Firm change | Other |