DFX Intelligence

E•••• • C•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

E•••• • C•• W••••• M••••••••• L••

CRD 269911

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:5f1ad127-322a-0956-91c3-c430faf7b19e

Data as of Oct 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2015 to Oct 27, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 1
Employees: 1
Advisory employees: 1
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• P•••••• E••••	n/a	HAWTHORNE, CA \| Manhattan Beach, CA	0	31	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• M••••••• P••••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2015	Jun 22, 2015	Oct 27, 2015

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Registered with (1)

← M•••••• P•••••• E••••Advisorregistration: current employment
May 29, 2026 to presentfactForm ADV

Controls (1)

← E••••• M••••••• P••••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 22, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 22, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f1ad127-322a-0956-91c3-c430faf7b19e
First observed: Jun 22, 2015
Last observed: Oct 27, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.