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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

EDWARD JOSEPH SULLIVAN

Advisor at LPL FINANCIAL LLC

SCOTCH PLAINS, NJ

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Search this name across graphsid dfx:ria:5f1c7a2e-ffbc-9fdf-0e2e-2fa00534bd55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 27, 1998
First registration: Jul 30, 2002
Dual registered: yes, broker-dealer
Other names: ED SULLIVAN
IAPD individual key: 2282662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 30, 2023	n/a	yes	SCOTCH PLAINS, NJ	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 29, 2016	Jan 25, 2022	no	HOLMDEL, NJ	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 28, 2016	Jul 28, 2016	no	BENARDSVILLE, NJ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 29, 2009	Jul 21, 2016	no	HOLMDEL, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 30, 2002	Mar 21, 2006	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Jan 25, 2022	Aug 30, 2023	582	Firm change after gap	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OSAIC WEALTH, INC.	Jul 28, 2016	Jul 29, 2016	1	Firm change	Other
OSAIC WEALTH, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 21, 2016	Jul 28, 2016	7	Firm change	Other
EQUITABLE ADVISORS, LLC	OSAIC WEALTH, INC.	Mar 21, 2006	Sep 29, 2009	1,288	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 29, 2016 to Jan 25, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 28, 2016 to Jul 28, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 30, 2002 to Mar 21, 2006factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
Edward Joseph Sullivan left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2023-08-30)
Form ADVobserved 5 days ago